On January 13, 2017, Toronto-Dominion Bank (“TD”) entered into an agreement with the U.S. Treasury`s Office of Foreign Asset Control (OFAC) regarding alleged violations of certain U.S. sanctions programs against Iran and Cuba between 2003 and 2011. This transaction resolves OFAC`s investigation into manifest infringements resulting from transactions carried out in connection with TD`s financing, trade and retail transactions in Canada and within its European foreign exchange business (100% subsidiaries Internaxx Bank SA and TD Waterhouse Investment Services (Europe) Limited. These matters concerned only TD`s operations outside the United States and did not concern any of TD`s transactions, with the exception of the transactions mentioned above and mentioned in the settlement agreement. Risks and information regarding investments in IPOs and new issuances. Company agreement in addition to the IRA`s request to pay contributions for workers eligible for a simplified working pension (SEP). In order to assist the government in combating the financing of terrorism and money laundering, the federal TD Securities Act requires LLC (TD Securities USA) to obtain, verify and record information identifying any person who opens an account. When you open an account, we will ask for your name, address, tax identification number, date of birth (if any) and other information, including certain identification documents that allow us to identify you. We may also request to obtain or verify certain information about you from third parties. Failure or failure to comply with these requirements may lead to the lack of justification or termination of an account or service relationship.
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